Rulint Regulatory Intelligence
Regulatory Monitor
Follow financial-services regulatory developments across
authoritative federal and state sources monitored by Rulint.
Records are organized first by when Rulint last monitored the source,
then by publication or effective date, with links directly to the official source.
31
active regulatory monitoring sources
5557
publicly indexed regulatory records
Regulatory Feed
Sources & Coverage
Regulatory developments
740 result(s)
· newest publication/effective date:
Aug 15, 2026
· upcoming
Board of Governors of the Federal Reserve System
Enforcement Actions
· Published
Nov 13, 2025
Albert C. Kelly, Jr
Modifications
Last monitored by Rulint:
Aug 14, 2026
Board of Governors of the Federal Reserve System
Enforcement Actions
· Published
Nov 6, 2025
Nicholas Sheeley
Prohibition from Banking
Last monitored by Rulint:
Aug 14, 2026
Office of the Comptroller of the Currency
OCC Regulations and Rescinded Issuances
· Published
Oct 30, 2025
Unsafe or Unsound Practices, Matters Requiring Attention
NPR
Last monitored by Rulint:
Aug 14, 2026
Office of the Comptroller of the Currency
OCC Regulations and Rescinded Issuances
· Published
Oct 30, 2025
Prohibition on Use of Reputation Risk by Regulators
NPR
Last monitored by Rulint:
Aug 14, 2026
Consumer Financial Protection Bureau
Guidance and Withdrawn Guidance
· Published
Oct 28, 2025
Fair Credit Reporting Act; Preemption of State Laws
ACTIVE
Last monitored by Rulint:
Aug 14, 2026
Board of Governors of the Federal Reserve System
Enforcement Actions
· Published
Oct 28, 2025
James Woodward
Prohibition from Banking
Last monitored by Rulint:
Aug 14, 2026
Nevada Financial Institutions Division
Enforcement, Rulemaking, Guidance, and Program Issuances
· Published
Oct 22, 2025
Fortress Trust LLC – Order to Cease and Desist from Violations of NRS 669; Notice of Right to a Hearing
ENFORCEMENT ACTION
Last monitored by Rulint:
Aug 14, 2026
Board of Governors of the Federal Reserve System
Enforcement Actions
· Published
Oct 22, 2025
Md Hasan Rabbany Joy
Prohibition from Banking
Last monitored by Rulint:
Aug 14, 2026
Nevada Financial Institutions Division
Enforcement, Rulemaking, Guidance, and Program Issuances
· Published
Oct 14, 2025
Notice of Public Hearing-Workshop- Proposed Regulations Chapters 604A and 675 Lenders
RULEMAKING WORKSHOP
Last monitored by Rulint:
Aug 14, 2026
Nevada Financial Institutions Division
Enforcement, Rulemaking, Guidance, and Program Issuances
· Published
Oct 6, 2025
PlusFour Consent Order
ENFORCEMENT ACTION
Last monitored by Rulint:
Aug 14, 2026
Board of Governors of the Federal Reserve System
Enforcement Actions
· Published
Sep 25, 2025
Bryce Zitterkopf
Section 19 Letters
Last monitored by Rulint:
Aug 14, 2026
Board of Governors of the Federal Reserve System
Enforcement Actions
· Published
Sep 23, 2025
Nicholas Leroy Klug
Prohibition from Banking
Last monitored by Rulint:
Aug 14, 2026
Board of Governors of the Federal Reserve System
Enforcement Actions
· Published
Sep 15, 2025
Rahimlen Dean
Prohibition from Banking
Last monitored by Rulint:
Aug 14, 2026
Board of Governors of the Federal Reserve System
Enforcement Actions
· Published
Sep 12, 2025
The Halstead Bank, Halstead, Kansas
Civil Money Penalty
Last monitored by Rulint:
Aug 14, 2026
Board of Governors of the Federal Reserve System
Enforcement Actions
· Published
Sep 12, 2025
Belt Valley Bank, Belt, Montana
Civil Money Penalty
Last monitored by Rulint:
Aug 14, 2026
Financial Crimes Enforcement Network
Alerts, Advisories, Notices, Rulings, and Enforcement
· Published
Sep 8, 2025
FinCEN Notice on Financially Motivated Sextortion
FIN-2025-NTC2
Last monitored by Rulint:
Aug 14, 2026
Board of Governors of the Federal Reserve System
Enforcement Actions
· Published
Sep 8, 2025
Jermal McGlown
Prohibition from Banking
Last monitored by Rulint:
Aug 14, 2026
Financial Crimes Enforcement Network
Alerts, Advisories, Notices, Rulings, and Enforcement
· Published
Aug 28, 2025
FinCEN Advisory on the Use of Chinese Money Laundering Networks by Mexico-Based Transnational Criminal Organizations to Launder Illicit Proceeds
FIN-2025-A003
Last monitored by Rulint:
Aug 14, 2026
Consumer Financial Protection Bureau
Enforcement Actions
· Published
Aug 21, 2025
Synapse Financial Technologies, Inc.
CFPB_ENF_ITEM:5df1df8792e7daed1a7380ee
CFPB ENFORCEMENT ACTION
Last monitored by Rulint:
Aug 14, 2026
Board of Governors of the Federal Reserve System
Enforcement Actions
· Published
Aug 14, 2025
Markel O'Neal Calhoun
Prohibition from Banking
Last monitored by Rulint:
Aug 14, 2026
New York State Department of Financial Services
Regulatory Activity and Industry Guidance
· Upcoming regulatory date
Aug 15, 2026
Notice of Adoption
FINAL RULE NOTICE
Last monitored by Rulint:
Aug 13, 2026
New York State Department of Financial Services
Regulatory Activity and Industry Guidance
· Upcoming regulatory date
Aug 15, 2026
NYS NF-10, Appendix 13
REGULATORY ARTIFACT
Last monitored by Rulint:
Aug 13, 2026
New York State Department of Financial Services
Regulatory Activity and Industry Guidance
· Upcoming regulatory date
Aug 15, 2026
Final Adoption of the 11th Amendment to 11 NYCRR 65-3 (Insurance Regulation 68-C)
FINAL RULE
Last monitored by Rulint:
Aug 13, 2026
New York State Department of Financial Services
Regulatory Activity and Industry Guidance
· Published
Aug 13, 2026
Proposed Second Amendment to 23 NYCRR 400 Independent Dispute Resolution For Emergency Services and Surprise Bills
REGULATORY ARTIFACT
Last monitored by Rulint:
Aug 13, 2026
Nationwide Multistate Licensing System
State and Agency News / Proposals / Release Notes
· Published
Aug 13, 2026
NMLS Release Scheduled for Saturday, Aug. 15
NMLS_STATE_NEWS:1535
NMLS SYSTEM CHANGE
Last monitored by Rulint:
Aug 13, 2026
Nationwide Multistate Licensing System
State and Agency News / Proposals / Release Notes
· Published
Aug 13, 2026
Complete Continuing Education Before the NMLS Annual Renewal Period Begins
NMLS_STATE_NEWS:1534
NMLS LICENSING OPERATIONAL
Last monitored by Rulint:
Aug 13, 2026
Nationwide Multistate Licensing System
State and Agency News / Proposals / Release Notes
· Published
Aug 13, 2026
2026.8 Release
NMLS_RELEASE:16
SYSTEM RELEASE
Last monitored by Rulint:
Aug 13, 2026
California Privacy Protection Agency
Announcements and Advisories
· Published
Aug 13, 2026
CalPrivacy Announces Second Data Broker Enforcement Action in Less than a Week
CPPA_NEWS:385816
ENFORCEMENT ACTION
Last monitored by Rulint:
Aug 13, 2026
New York State Department of Financial Services
Regulatory Activity and Industry Guidance
· Published
Aug 12, 2026
Consent Order to NewRez
NYDFS_ENFORCEMENT:3216943f4c8a35202ffd4eb4
ENFORCEMENT ACTION
Last monitored by Rulint:
Aug 13, 2026
Conference of State Bank Supervisors
Press Releases, Policy, and Networked Supervision
· Published
Aug 12, 2026
State Financial Regulators Reach $15.5 Million Settlement with Mortgage Servicer: Company Wrongly Charged Customers Force-Placed Insurance
https://www.csbs.org/newsroom/state-financial-regulators-reach-155-million-settlement-mortgage-servicer-company-wrongly
MULTISTATE ENFORCEMENT
Last monitored by Rulint:
Aug 13, 2026
New York State Department of Financial Services
Regulatory Activity and Industry Guidance
· Published
Aug 11, 2026
Cybersecurity Alert - N-central Vulnerability Affecting Some Managed Service Providers
NYDFS_LETTER:52f5af03187beaa5d8e25f84
CYBERSECURITY
Last monitored by Rulint:
Aug 13, 2026
California Privacy Protection Agency
Announcements and Advisories
· Published
Aug 11, 2026
CalPrivacy Brings First Action Against a Data Broker Under Both the CCPA and Delete Act
GENERAL NEWS
Last monitored by Rulint:
Aug 13, 2026
California Department of Financial Protection and Innovation
Laws, Regulations, Rulemaking, Actions, and Orders
· Published
Aug 10, 2026
Acom Capital Inc
DFPI_ENFORCEMENT:398440
DESIST REFRAIN
Last monitored by Rulint:
Aug 13, 2026
California Privacy Protection Agency
Announcements and Advisories
· Published
Aug 6, 2026
Agenda Item 11 – Audits Division Update
CPPA_BOARD_MATERIAL:15a3a9fbf46580636139f325
AUDIT SUPERVISORY
Last monitored by Rulint:
Aug 13, 2026
California Privacy Protection Agency
Announcements and Advisories
· Published
Aug 6, 2026
Agenda Item 10 – Data Broker Regulation Amendments and Compliance Audits – Text of Proposed Regulation
CPPA_BOARD_MATERIAL:31fea62a555cb2857397492d
PROPOSED RULE TEXT
Last monitored by Rulint:
Aug 13, 2026
California Privacy Protection Agency
Announcements and Advisories
· Published
Aug 6, 2026
Agenda Item 10 – Data Broker DROP Compliance Audits – Presentation
CPPA_BOARD_MATERIAL:608ee4345e56ad48116c1324
AUDIT SUPERVISORY
Last monitored by Rulint:
Aug 13, 2026
California Privacy Protection Agency
Announcements and Advisories
· Published
Aug 6, 2026
Agenda Item 04 – Conflict of Interest Code Amendments Final Regulations Text
CPPA_BOARD_MATERIAL:009e42765dcc9f259919a3c2
FINAL RULE TEXT
Last monitored by Rulint:
Aug 13, 2026
California Privacy Protection Agency
Announcements and Advisories
· Published
Aug 6, 2026
Agenda Item 03 – OOPS Preliminary Rulemaking Update and Recommendations
CPPA_BOARD_MATERIAL:6ad07e885fc4c3e1894a5018
PRELIMINARY RULEMAKING
Last monitored by Rulint:
Aug 13, 2026
California Department of Financial Protection and Innovation
Laws, Regulations, Rulemaking, Actions, and Orders
· Published
Aug 6, 2026
TEQLEASE, INC.
DFPI_ENFORCEMENT:398379
DESIST REFRAIN
Last monitored by Rulint:
Aug 13, 2026
California Department of Financial Protection and Innovation
Laws, Regulations, Rulemaking, Actions, and Orders
· Published
Aug 6, 2026
Pied Piper Mortgage, LLC
DFPI_ENFORCEMENT:398375
DESIST REFRAIN
Last monitored by Rulint:
Aug 13, 2026
California Department of Financial Protection and Innovation
Laws, Regulations, Rulemaking, Actions, and Orders
· Published
Aug 6, 2026
Mercury Capital Advisors, LLC
DFPI_ENFORCEMENT:398372
REVOCATION
Last monitored by Rulint:
Aug 13, 2026
Texas Department of Banking
Enforcement, Rulemaking, Guidance, Industry Notices, and Press Context
· Published
Aug 5, 2026
Financial Education Webinar: Digital Finance: Modern Money Management
GENERAL INFORMATION
Last monitored by Rulint:
Aug 13, 2026
Nationwide Multistate Licensing System
State and Agency News / Proposals / Release Notes
· Published
Aug 5, 2026
NMLS Enhancements for Individual Licensing Launch Aug. 15
NMLS SYSTEM CHANGE
Last monitored by Rulint:
Aug 13, 2026
Nationwide Multistate Licensing System
State and Agency News / Proposals / Release Notes
· Published
Aug 5, 2026
Massachusetts Division of Banks issues a Regulatory Notice regarding Money Transmitter Licensing Requirements
STATE LICENSING CHANGE
Last monitored by Rulint:
Aug 13, 2026
California Privacy Protection Agency
Announcements and Advisories
· Published
Aug 5, 2026
CalPrivacy’s Audits Division: Evaluating Real-World Privacy Risks
AUDIT SUPERVISORY
Last monitored by Rulint:
Aug 13, 2026
California Privacy Protection Agency
Announcements and Advisories
· Published
Aug 4, 2026
State Collaboration Continues Growing as Vermont Joins Consortium of Privacy Regulators
GENERAL NEWS
Last monitored by Rulint:
Aug 13, 2026
New York State Department of Financial Services
Regulatory Activity and Industry Guidance
· Published
Aug 3, 2026
Consent Order to Order Express, Inc.
ENFORCEMENT ACTION
Last monitored by Rulint:
Aug 13, 2026
California Department of Financial Protection and Innovation
Laws, Regulations, Rulemaking, Actions, and Orders
· Published
Jul 31, 2026
Milestone Escrow, Inc.
DFPI_ENFORCEMENT:398294
POSSESSION CONSERVATORSHIP
Last monitored by Rulint:
Aug 13, 2026
Nationwide Multistate Licensing System
State and Agency News / Proposals / Release Notes
· Published
Jul 30, 2026
Mississippi Department of Banking and Consumer Finance Announces House Bills Impacting Virtual Currency Kiosks and Data Security
STATE LICENSING CHANGE
Last monitored by Rulint:
Aug 13, 2026
Nationwide Multistate Licensing System
State and Agency News / Proposals / Release Notes
· Published
Jul 29, 2026
NMLS Ombudsman Meeting at AARMR's 36th Annual Regulatory Conference & Training - Agenda Attached
CONTEXTUAL OR SERVICE NOTICE
Last monitored by Rulint:
Aug 13, 2026
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Coverage and use.
Rulint monitors selected authoritative financial-services
regulatory sources. The Regulatory Monitor is an informational
discovery resource and does not represent every regulatory
development, replace an institution's regulatory-change
management program, or constitute legal, compliance, or
regulatory advice. Official-source links are provided so users
can review the underlying material directly.
